Associate Director, Compliance
Carin Wong
Team
Golden Equator Wealth & Capital
Focus
Regulatory compliance
As Associate Director of Compliance, Carin Wong is responsible for staying up to date with regulatory developments, ensuring that our Capital businesses are fully compliant with all requirements of the Monetary Authority of Singapore. She also monitors and reviews our internal processes to ensure that they are in line with regulators’ expectations, which includes MAS licensing regime, trade surveillance to ensure adherence to investment mandates accordingly and provide compliance advisory to management.
Carin brings more than seven years of experience in both Audit and Compliance roles in the Financial Services industry across accounting and asset management firms such as Ernst & Young, RHB Asset Management and CLSA Singapore.
Carins holds a Bachelor of Accountancy with a Major in Finance from Singapore Management University (SMU).
3 Fraser Street, #05-28 DUO Tower, Singapore 189352
+65 6887 8124 | [email protected]
Part of the Golden Equator Group