Associate Director, Compliance
Golden Equator Wealth & Capital
As Associate Director of Compliance, Carin Wong is responsible for staying up to date with regulatory developments, ensuring that our Capital businesses are fully compliant with all requirements of the Monetary Authority of Singapore. She also monitors and reviews our internal processes to ensure that they are in line with regulators’ expectations, which includes MAS licensing regime, trade surveillance to ensure adherence to investment mandates accordingly and provide compliance advisory to management.
Carin brings more than seven years of experience in both Audit and Compliance roles in the Financial Services industry across accounting and asset management firms such as Ernst & Young, RHB Asset Management and CLSA Singapore.
Carins holds a Bachelor of Accountancy with a Major in Finance from Singapore Management University (SMU).